Bernard Lewis. Race and Slavery in the Middle East
Oxford Univ Press 1994.
Chpt. 1 Slavery
In 1842 the British Consul General in Morocco, as part of his government's
worldwide endeavor to bring about the abolition of slavery or at least
the curtailment of the slave trade, made representations to the sultan
of that country asking him what measures, if any, he had taken to accomplish
this desirable objective. The sultan replied, in a letter expressing evident
astonishment, that "the traffic in slaves is a matter on which all sects
and nations have agreed from the time of the sons of Adam . . . up to
this day." The sultan continued that he was "not aware of its being prohibited
by the laws of any sect, and no one need ask this question, the same being
manifest to both high and low and requires no more demonstration than
the light of day.''
The sultan was only slightly out of date concerning the enactment
of laws to abolish or limit the slave trade, and he was sadly right
in his general historic perspective. The institution of slavery had
indeed been practiced from time immemorial. It existed in all the ancient
civilizations of Asia, Africa, Europe, and pre-Columbian America. It
had been accepted and even endorsed by Judaism, Christianity, and Islam,
as well as other religions of the world.
In the ancient Middle East, as elsewhere, slavery is attested from
the very earliest written records, among the Sumerians, the Babylonians,
the Egyptians, and other ancient peoples. The earliest slaves, it would
seem, were captives taken in warfare. Their numbers were augmented from
other sources of supply. In pre-classical antiquity, most slaves appear
to have been the property of kings, priests, and temples, and only a
relatively small proportion were in private possession. They were employed
to till the fields and tend the flocks of their royal and priestly masters
but otherwise seem to have played little role in economic production,
which was mostly left to small farmers, tenants, and sharccroppers and
to artisans and journeymen. The slave population was also recruited
by the sale, abandonment, or kidnapping of small children. Free persons
could sell themselves or, more frequently, their offspring into slavery.
They could be enslaved for insolvency, as could be the persons offered
by them as pledges. In some systems, notably that of Rome, free persons
could also be enslaved for a variety of offenses against the law.
Both the Old and New Testaments recognize and accept the institution
of slavery. Both from time to time insist on the basic humanity of the
slave, and the consequent need to treat him humanely. The Jews are frequently
reminded, in both Bible and Talmud, that they too were slaves in Egypt
and should therefore treat their slaves decently. Psalm 123, which compares
the worshipper's appeal to God for mercy with the slave's appeal to
his master, is cited to enjoin slaveowners to treat their slaves with
compassion. A verse in the book of Job has even been interpreted as
an argument against slavery as such: "Did not He that made me in the
womb make him [the slave]? And did not One fashion us both?" (Job 31:15).
This probably means no more, however, than that the slave is a fellow
human being and not a mere chattel. The same is true of the much-quoted
passage in the New Testament, that "there is neither Jew nor Greek,
there is neither bond nor free, there is neither male nor female; for
ye are all one in Christ Jesus." These and similar verses were not understood
to mean that ethnic, social, and gender differences were unimportant
or should be abolished, only that they conferred no religious privilege.
From many allusions, it is clear that slavery is accepted in the New
Testament as a fact of life. Some passages in the Pauline Epistles even
endorse it. Thus in the Epistle to Philemon, a runaway slave is returned
to his master; in Ephesians 6, the duty owed by a slave to his master
is compared with the duty owed by a child to his parent, and the slave
is enjoined "to be obedient to them that are your masters, according
to the flesh, in fear and trembling, in singleness of your heart, as
unto Christ." Parents and masters are likewise enjoined to show consideration
for their children and slaves. All humans, of the true faith, were equal
in the eyes of God and in the afterlife but not necessarily in the laws
of man and in this world. Those not of the true faith -- whichever it
was -- were in another, and in most respects an inferior, category.
In this respect, the Greek perception of the barbarian and the Judeo-Christian-lslamic
perception of the unbeliever coincide.
There appear indeed to have been some who opposed slavery, usually
as it was practiced but sometimes even as such. In the Greco-Roman world,
both the Cynics and the Stoics are said to have rejected slavery as
contrary to justice, some basing their opposition on the unity of the
human race, and the Roman jurists even held that slavery was contrary
to nature and maintained only by "human" law. There is no evidence that
either jurists or philosophers sought its abolition, and even their
theoretical opposition has been questioned. Much of it was concerned
with moral and spiritual themes -- the true freedom of the good man,
even when enslaved, and the enslavement of the evil freeman to his passions.
These ideas, which recur in Jewish and Christian writings, were of little
help to those who suffered the reality of slavery. Philo, the Alexandrian
Jewish philosopher, claims that a Jewish sect actually renounced slavery
in practice. In a somewhat idealized account of the Essenes, he observes
that they practiced a form of primitive communism, sharing homes and
property and pooling their earnings. Furthermore,
"not a single slave is to be found among them, but all are free, exchanging
services with each other, and they denounce the owners of slaves, not
merely for their injustice in outraging the law of equality, but also
for their impiety in annulling the statute of Nature, who mother-like
bore and reared all men alike, and created them genuine brothers, not
in mere name, but in very reality, though this kinship has been put
to confusion by the triumph of malignant covetousness, which has wrought
estrangement instead of affinity and enmity instead of friendship. "
This view, if it was indeed held and put into practice, was unique
in the ancient Middle East. Jews, Christians, and pagans alike owned
slaves and exercised the rights and powers accorded to them by their
various religious laws. In all communities, there were men of compassion
who urged slaveowners to treat their slaves humanely, and there was
even some attempt to secure this by law. But the institution of slavery
as such was not seriously questioned, and was indeed often defended
in terms of either Natural Law or Divine Dispensation. Thus Aristotle
defends the condition of slavery and even the forcible enslavement of
those who are "by nature slaves, for whom to be governed by this kind
of authority is beneficial"; other Greek philosophers express similar
ideas, particularly about enslaved captives from conquered peoples.
For such, slavery is not only right; it is also to their advantage.
The ancient Israelites did not claim that slavery was beneficial to
the slaves, but, like the ancient Greeks, they felt the need to explain
and justify the enslavement of their neighbors. In this, as in other
matters, they sought a religious rather than a philosophical sanction
and found it in the biblical story of the curse of Ham. Significantly,
this curse was restricted to one line only of the descendants of Ham,
namely, the children of Canaan, whom the Israelites had subjugated when
they conquered the Promised Land, and did not affect the others.
The Qur'an, like the Old and the New Testaments, assumes the existence
of slavery. It regulates the practice of the institution and thus implicitly
accepts it. The Prophet Muhammad and those of his Companions who could
afford it themselves owned slaves; some of them acquired more by conquest.
But Qur'anic legislation, subsequently confirmed and elaborated in the
Holy Law, brought two major changes to ancient slavery which were to
have far-reaching effects. One of these was the presumption of freedom;
the other, the ban on the enslavement of free persons except in strictly
defined circumstances .
The Qur'an was promulgated in Mecca and Medina in the seventh century,
and the background against which Qur'anic legislation must be seen is
ancient Arabia. The Arabs practiced a form of slavery, similar to that
which existed in other parts of the ancient world. The Qur'an accepts
the institution, though it may be noted that the word 'abd (slave) is
rarely used, being more commonly replaced by some periphrasis such as
ma malakat aymanukum, "that which your right hands own." The Qur'an
recognizes the basic inequality between master and slave and the rights
of the former over the latter (XVI:71; XXX:28). It also recognizes concubinage
(IV:3; XXIII:6; XXXIII:50-52; LXX:30). It urges, without actually commanding,
kindness to the slave (IV:36; IX:60; XXIV:58) and recommends, without
requiring, his liberation by purchase or manumission. The freeing of
slaves is recommended both for the expiation of sins (IV:92; V:92; LVIII:3)
and as an act of simple benevolence (II:177; XXIV:33; XC:13). It exhorts
masters to allow slaves to earn or purchase their own freedom. An important
change from pagan, though not from Jewish or Christian, practices is
that in the strictly religious sense, the believing slave is now the
brother of the freeman in Islam and before God, and the superior of
the free pagan or idolator (II:221). This point is emphasized and elaborated
in innumerable hadlths (traditions), in which the Prophet is quoted
as urging considerate and sometimes even equal treatment for slaves,
denouncing cruelty, harshness, or even discourtesy, recommending the
liberation of slaves, and reminding the Muslims that his apostolate
was to free and slave alike.
Though slavery was maintained, the Islamic dispensation enormously
improved the position of the Arabian slave, who was now no longer merely
a chattel but was also a human being with a certain religious and hence
a social status and with certain quasi-legal rights. The early caliphs
who ruled the Islamic community after the death of the Prophet also
introduced some further reforms of a humanitarian tendency. The enslavement
of free Muslims was soon discouraged and eventually prohibited. It was
made unlawful for a freeman to sell himself or his children into slavery,
and it was no longer permitted for freemen to be enslaved for either
debt or crime, as was usual in the Roman world and, despite attempts
at reform, in parts of Christian Europe until at least the sixteenth
century. It became a fundamental principle of Islamic jurisprudence
that the natural condition, and therefore the presumed status, of mankind
was freedom, just as the basic rule concerning actions is permittedness:
what is not expressly forbidden is permitted; whoever is not known to
be a slave is free. This rule was not always strictly observed. Rebels
and heretics were sometimes denounced as infidels or, worse, apostates,
and reduced to slavery, as were the victims of some Muslim rulers in
Africa, who proclaimed jihad against their neighbors, without looking
closely at their religious beliefs, so as to provide legal cover for
their enslavement. But by and large, and certainly in the central lands
of Islam, under regimes of high civilization, the rule was honored,
and free subjects of the state, Muslim and non-Muslim alike, were protected
from unlawful enslavement.
Since all human beings were naturally free, slavery could only arise
from two circumstances: (1) being born to slave parents or (2) being
captured in war. The latter was soon restricted to infidels captured
in a jihad.
These reforms seriously limited the supply of new slaves. Abandoned
and unclaimed children could no longer be adopted as slaves, as was
a common practice in antiquity, and free persons could no longer be
enslaved. Under Islamic law, the slave population could only be recruited,
in addition to birth and capture, by importation, the last either by
purchase or in the form of tribute from beyond the Islamic frontiers.
In the early days of rapid conquest and expansion, the holy war brought
a plentiful supply of new slaves, but as the frontiers were gradually
stabilized, this supply dwindled to a mere trickle. Most wars were now
conducted against organized armies, like those of the Byzantines or
other Christian states, and with them prisoners of war were commonly
ransomed or exchanged. Within the Islamic frontiers, Islam spread rapidly
among the populations of the newly acquired territories, and even those
who remained faithful to their old religions and lived as protected
persons (dhimmis) under Muslim rule could not, if free, be legally enslaved
unless they had violated the terms of the dhimma, the contract governing
their status, as for example by rebelling against Muslim rule or helping
the enemies of the Muslim state or, according to some authorities, by
withholding pa'yment of the Kharaj or the Jizya, the taxes due from
dhimmls to the Muslim state.
In the Islamic empire, the humanitarian tendency of the Qur'an and
the early caliphs was to some extent counteracted by other influences.
Notable among these was the practice of the various conquered peoples
and countries which the Muslims encountered after their expansion, especially
in provinces previously under Roman law. This law, even in its Christianized
form, was still very harsh in its treatment of slaves. Perhaps equally
important was the huge increase in the slave population resulting first
from the conquests themselves, and then from the organization of a great
network of importation. These led to a fall in the cash value and hence
the human value of slaves, and to a general adoption of a harsher tone
and severer rules. But even after this stiffening of attitudes and laws,
Islamic practice still represented a vast improvement on that inherited
from antiquity, from Rome, and from Byzantium.
Slaves were excluded from religious functions or from any office involving
jurisdiction over others. Their testimony was not admitted at judicial
proceedings. In penal law, the penalty for an offense against a person,
a fine or bloodwit, was, for a slave, half of that for a freeman. While
maltreatment was deplored, there was no fixed shari'a penalty. In what
might be called civil matters, the slave was a chattel with no legal
powers or rights whatsoever. He could not enter into a contract, hold
property, or inherit. If he incurred a fine, his owner was responsible.
He was, however, distinctly better off, in the matter of rights, than
a Greek or Roman slave, since Islamic jurists, and not only philosophers
and moralists, took account of humanitarian considerations. They laid
down, for example, that a master must give his slave medical attention
when required, must give him adequate upkeep, and must support him in
his old age. If a master defaulted on these and other obligations to
his slave, the qadi could compel him to fulfill them or else either
to sell or to emancipate the slave. The master was forbidden to overwork
his slave, and if he did so to the point of cruelty, he was liable to
a penalty which was, however, discretionary and not prescribed by law.
A slave could enter into a contract to earn his freedom, in which case
his master had no obliation to pay for his upkeep. While in theory the
slave could not own property, he could be granted certain rights of
ownership for which he paid a fixed sum to his master.
A slave could marry, but only by consent of the master. Theoretically,
a male slave could marry a free woman, but this was discouraged and
in practice prohibited. A master could not marry his own slave woman
unless he first freed her. Islamic law provides a number of ways in
which a slave could be set free. One was manumission, accomplished by
a formal declaration on the part of the master and recorded in a certificate
which was given to the liberated slave. The manumission of a slave included
the offspring of that slave, and the jurists specify that if there is
any uncertainty about an act of manumission, the slave has the benefit
of the doubt. Another method is a written agreement by which the master
grants liberty in return for a fixed sum. Once such an agreement has
been concluded, the master no longer has the right to dispose of his
slave, whether by sale or gift. The slave is still subject to certain
legal disabilities, but in most respects is virtually free. Such an
agreement, once entered into, may be terminated by the slave but not
by the master. Children born to the slave after the entry into force
of the contract are born free. The master may bind himself to liberate
a slave at some specified future time. He may also bind his heirs to
liberate a slave after his death. The law schools differ somewhat on
the rules regarding this kind of liberation.
In addition to all these, which depend on the will of the master,
there are various legal causes which may lead to liberation, independently
of the will of the master. The commonest is a legal judgment by a qadi
ordering a master to emancipate a slave whom he has maltreated. A special
case is that of the umm walad, a slave woman who bears a son to her
master, and thereby acquires certain irrevocable legal rights.
Non-Muslim subjects of the Muslim state, that is, dhimmis, were in
practice allowed to own slaves; and Christian and Jewish families who
could afford it owned and employed slaves in the same way as their Muslim
counterparts. They were not permitted to own Muslim slaves; and if a
slave owned by a dhimmi embraced Islam, his owner was legally obliged
to free or sell him. Jews and Christians were of course not permitted
to have Muslim concubines, and were indeed usually debarred by their
own religious authorities -- not always effectively -- from sexual access
to their slaves. Jewish slaves, acquired through privateering in the
Mediterranean and slave raiding in Eastern Europe, were often redeemed
and set free by their local co-religionists. The vastly more numerous
Christian slaves -- apart from West Europeans, whose ransoms could be
arranged from home -- were for the most part doomed to remain. Sometimes,
Christian and Jewish slaveowners tried to convert their domestic slaves
to their own religions. Jews were indeed required by rabbinic law to
try to persuade their slaves to accept conversion with circumcision
and ritual immersion. A form of semi-conversion, whereby the slave accepted
some basic commandments and observances, but not the full rigor of the
Mosaic law, was widely practiced. According to Jewish law, a converted
or even semi-converted slave could not be sold to a Gentile. If the
owner in fact so sold him or her, the slave was to be set free. Conversely,
a slave who refused even semi-conversion was, after a stipulated interval
of time, to be sold to a Gentile. Muslim authorities, both jurists and
rulers, took different views of this. Conversion from Islam was of course
a capital offense, and some jurists held that only conversion to Islam
was lawful. Others, however, saw no objection to conversion between
non-Muslim religions, provided that the converted slaves had reached
the age of reason and changed their religion of their own free will.
Though a free Muslim could not be enslaved, conversion to Islam by
a non-Muslim slave did not require his liberation. His slave status
was not affected by his Islam, nor was that of a Muslim child born to
slave parents.
There were occasional slave rebellions and, from the rules and regulations
about runaway slaves, it would appear that such escapes were not infrequent.
Slaves from neighboring countries might have some chance of returning
to their homes, and examples are known of European slaves in the Ottoman
lands escaping to Europe, where some indeed wrote memoirs or accounts
of their captivity. The chances of a slave from the steppe-lands or
from Africa finding his way back were remote.
As we have seen, the slave population was recruited in four main ways:
by capture, tribute, offspring, and purchase.
Capture: In the early centuries of Islam, during the period of the
conquest and expansion, this was the most important source. With the
stabilization of the frontier, the numbers recruited in this way diminished,
and eventually provided only a very small proportion of slave requirements.
Frontier warfare and naval raiding yielded some captives, but these
were relatively few and were usually exchanged. In later centuries,
warfare in Africa or India supplied some slaves by capture. With the
spread of Islam, and the acceptance of dhimml status by increasing numbers
of non-Muslims, the possibilities for recruitment by capture were severely
restricted.
Tribute: Slaves sometimes formed part of the tribute required from
vassal states beyond the Islamic frontiers. The first such treaty ever
made, that of the year 31 of the Hijra (= 652 A.D.), with the black
king of Nubia, included an annual levy of slaves to be provided from
Nubia. This may indeed have been the reason why Nuhia was for a long
time not conquered. The stipulated delivery of some hundreds of male
and female slaves, later supplemented by elephants, giraffes, and other
wild beasts, continued at least until the twelfth century, when it was
disrupted by a series of bitter wars between the Muslim rulers of Egypt
and the Christian kings of Nubia. Similar agreements, providing for
the delivery of a tribute of slaves, were imposed by the early Arab
conquerors on neighboring princes in Iran and Central Asia, but were
of briefer duration.
Offspring: The recruitment of the slave population by natural increase
seems to have been small and, right through to modern times, insufficient
to maintain numbers. This is in striking contrast with conditions in
the New World, where the slave population increased very rapidly. Several
factors contributed to this difference, perhaps the most important being
that the slave population in the Islamic Middle East was constantly
drained by the liberation of slaves -- sometimes as an act of piety,
most commonly through the recognition and liberation, by a freeman,
of his own offspring by a slave mother. There were also other reasons
for the low natural increase of the slave population in the Islamic
world. They include
- 1. Castration. A fair proportion of male slaves were imported as
eunuchs and thus precluded from having offspring. Among these were
many who otherwise, by the wealth and power which they acquired, might
have founded families .
- 2. Another group of slaves who rose to positions of great power,
the military slaves, were normally liberated at some stage in their
career, and their offspring were therefore free and not slaves.
- 3. In general, only the lower orders of slaves -- menial, domestic,
and manual workers -- remained in the condition of servitude and transmitted
that condition to their descendants. There were not many such descendants
-- casual mating was not permitted and marriage was not encouraged.
- 4. There was a high death toll among all classes of slaves, including
great military commanders as well as humble menials. Slaves came mainly
from remote places, and, lacking immunities, died in large numbers
from endemic as well as epidemic diseases. As late as the nineteenth
century, Wes ern travelers in North Africa and Egypt noted the high
death rate among imported black slaves.
Purchase: This came to be by far the most important means for the
legal acquisition of new slaves. Slaves were purchased on the frontiers
of the Islamic world and then imported to the major centers, where there
were slave markets from which they were widely distributed. In one of
the sad paradoxes of human history, it was the humanitarian reforms
brought by Islam that resulted in a vast development of the slave trade
inside, and still more outside, the Islamic empire. In the Roman world,
the slave population was occasionally recruited from outside, when a
new territory was conquered or a barbarian invasion repelled, but mostly,
slaves came from internal sources. This was not possible in the Islamic
empire, where, although slavery was maintained, enslavement was banned.
The result was an increasingly massive importation of slaves from the
outside. Like enslavement, mutilation was forbidden by Islamic law.
The great numbers of eunuchs needed to preserve the sanctity of palaces,
homes, and some holy places had to be imported from outside or, as often
happened, "manufactured" at the frontier. In medieval and Ottoman times
the two main sources of eunuchs were Slavs and Ethiopians (Habash, a
term which commonly included all the peoples of the Horn of Africa).
Eunuchs were also recruited among Greeks (Rum), West Africans (Takrurl,
pl. Takarina), Indians, and occasionally West Europeans.
The slave population of the Islamic world was recruited from many
lands. In the earliest days, slaves came principally from the newly
conquered countries -- from the Fertile Crescent and Egypt, from Iran
and North Africa, from Central Asia, India, and Spain. Most of these
slaves had a cultural level at least as high as that of their Arab masters,
and by conversion and manumission they were rapidly absorbed into the
general population. As the supply of slaves by conquest and capture
diminished, the needs of the slave market were met, more and more, by
importation from beyond the frontier. Small numbers of slaves were brought
from India, China, Southeast Asia, and the Byzantine Empire, most of
them specialists and technicians of one kind or another. The vast majority
of unskilled slaves, however, came from the lands immediately north
and south of the Islamic world -- whites from Europe and the Eurasian
steppes, blacks from Africa south of the Sahara. Among white Europeans
and black Africans alike, there was no lack of enterprising merchants
and middlemen, eager to share in this profitable trade, who were willing
to capture or kidnap their neighbors and deliver them, as slaves, to
a ready and expanding market. In Europe there was also an important
trade in slaves, Muslim, Jewish, pagan, and even Orthodox Christian,
recruited by capture and bought for mainly domestic use.
Central and East European slaves, generally known as Saqaliba (i.e.,
Slavs), were imported by three main routes: overland via France and
Spain, from Eastern Europe via the Crimea, and by sea across the Mediterranean.
They were mostly but not exclusively Slavs. Some were captured by Muslim
naval raids on European coasts, particularly the Dalmatian. Most were
supplied by European, especially Venetian, slave merchants, who delivered
cargoes of them to the Muslim markets in Spain and North Africa. The
Saqaliba were prominent in Muslim Spain and to a lesser extent in North
Africa but played a minor role in the East. With the consolidation of
powerful states in Christian Europe, the supply of West European slaves
dried up and was maintained only by privateering and coastal raiding
from North Africa.
Black slaves were brought into the Islamic world by a number of routes
-- from West Africa across the Sahara to Morocco and Tunisia, from Chad
across the desert to Libya, from East Africa down the Nile to Egypt,
and across the Red Sea and Indian Ocean to Arabia and the Persian Gulf.
Turkish slaves from the steppe-lands were marketed in Samarkand and
other Muslim Central Asian cities and from there exported to Iran, the
Fertile Crescent, and beyond. Caucasians, of increasing importance in
the later centuries, were brought from the land bridge between the Black
Sea and the Caspian and were marketed mainly in Aleppo and Mosul.
By Ottoman times, the first for which we have extensive documentation,
the pattern of importation had changed. At first, the expanding Ottoman
Empire, like the expanding Arab Empire of earlier times, recruited its
slaves by conquest and capture, and great numbers of Balkan Christians
were forcibly brought into Ottoman service. The distinctively Ottoman
institution of the devsirme, the levy of boys from the Christian village
population, made it possible, contrary to previous Islamic law and practice,
to recruit slaves from the subject peoples of the conquered provinces.
The devsirme slaves were not servants or menials, however, but were
groomed for the service of the state in military and civil capacities.
For a long time, most of the grand viziers and military commanders of
the Ottoman forces were recruited in this way. In the early seventeenth
century, the devsirme was abandoned; by the end of the seventeenth century,
the Ottoman advance into Europe had been decisively halted and reversed.
Sea raiders operating out of North African ports continued to bring
European captives, but these did not significantly add to the slave
populations. Pretty girls disappeared into the harem; men often had
the choice of being ransomed or joining their captors -- a choice of
which many availed themselves. The less fortunate, like the Muslim captives
who fell to the European maritime powers, served in the galleys.
The slave needs of the Ottoman Empire were now met from new sources.
One of these was the Caucasians -- the Georgians, Circassians, and related
peoples, famous for providing beautiful women and brave and handsome
men. The former figured prominently in the harems, the latter in the
armies and administrations of the Ottoman and also the Persian states.
The supply of these was reduced but not terminated by the Russian conquest
of the Caucasus in the early years of the nineteenth century. Another
source of supply was the Tatar khanate of the Crimea, whose raiders
every year rode far and wide in Central and Eastern Europe, carrying
off great numbers of male and female slaves. These were brought to the
Crimea and shipped thence to the slave markets in Istanbul and other
Turkish cities. This trade came to an end with the Russian annexation
of the Crimea in 1783 and the extinction of Tatar independence.
Deprived of most of their sources of white slaves, the Ottomans turned
more and more to Africa, which in the course of the nineteenth century
came to provide the overwhelming majority of slaves used in Muslim countries
from Morocco to Asia. According to a German report published in 1860,
"the black slaves, at that time, were recruited mainly by raiding
and kidnapping from Sennaar, Kordofan, Darfur, Nubia, and other places
in inner Africa; the white mostly through voluntary sale on the part
of their relatives in the independent lands of the Caucasus (Lesghi,
Daghestani, and Georgian women, rarely men). Those offered for sale
were already previously of servile status or were slave children by
birth."
The need, from early medieval times onward, to import large and growing
numbers of slaves led to a rapid increase, in all the lands beyond the
frontiers of the Islamic world, of both slave raiding and slave trading
-- the one to procure and maintain an adequate supply of the required
commodity, the other to ensure its efficient distribution and delivery.
In the ancient world, where most slaves other than war captives were
of local provenance, slave trading was a simple and mostly local affair,
often combined with other articles of commerce. In the Islamic world,
where slaves were transported over great distances from their places
of origin, the slave trade was more complex and more specialized with
a network of trade routes and markets extending all over the Islamic
world and far beyond its frontiers and involving commercial relations
with suppliers in Christian Europe, in the Turkish steppe-lands, and
in black Africa. In every important city there was a slave market, usually
called Suq al-Raqiq. When new supplies were brought, government inspectors
usually took the first choice, then officials, then private persons.
It would seem that slaves were not normally sold in open markets but
in decently covered places -- a practice which continued in some areas
to the nineteenth, in others till the twentieth, century.
There is a fair amount of information on slave prices, most of it
too heterogeneous in date and provenance to provide more than a general
impression. The best-documented data come from medieval Egypt and show
a remarkable consistency in price levels. Slave girls averaged twenty
dinars (gold pieces), corresponding, at the rate of gold to silver current
at that time, to 266 dirhams (silver pieces). Other medieval data show
somewhat higher prices. Black slaves seem to have cost from two to three
hundred dirhams; black eunuchs, at least two or three times as much.
Female black slaves were sold at five hundred dirhams or so; trained
singing girls or other performers, at ten or even twenty thousand. White
slaves, mainly for military purposes, were more expensive. Prices of
three hundred dirhams are quoted for Turks near the source in Central
Asia, and much higher prices elsewhere. In Baghdad they fetched four
to five hundred dirhams, while a white slave girl could be sold for
a thousand dinars or more. The mid-nineteenth-century German report
from Turkey quotes prices of four thousand to five thousand piasters,
or two hundred to three hundred dollars, as the current price in Istanbul
for a "trained, strong, black slave," while "for white slave girls of
special beauty, fifty thousand piasters and more are paid." In general,
eunuchs fetched higher prices than other males, younger slaves were
worth more than older slaves, and slave women, whether for work or pleasure,
were more expensive than males. Olufr Eigilsson, an Icelandic Lutheran
pastor who was carried off to captivity with his family and many of
his flock when his native village was raided by Barbary Corsairs in
1627 and who wrote an account of his adventures, notes that his young
maidservant was sold for seven hundred dollars and later resold for
a thousand.
Slaves were employed in a number of functions -- in the home and the
shop, in agriculture and industry, in the military, as well as in specialized
tasks. The Islamic world did not operate on a slave system of production,
as is said of classical antiquity, but slavery was not entirely domestic
either. Slave laborers of various kinds were of some importance in medieval
times, especially where large-scale enterprises were involved, and they
continued to be into the nineteenth century. The most important slaves,
however, those of whom we have the fullest information, were domestic
and commercial, and it is they who were the characteristic slaves of
the Muslim world. They seem to have been mainly blacks, with some Indians,
and some whites. ln later times, for which we have more detailed evidence,
it would seem that while the slaves often suffered appalling privations
from the moment of their capture until their arrival at their final
destination, once they were placed with a family they were reasonably
well treated and accepted in some degree as members of the household.
In commerce, slaves were often apprenticed to their masters, sometimes
as assistants, sometimes advancing to become agents or even business
partners.
The slave and also the liberated ex-slave played an important part
in domestic life. Eunuchs were required for the protection and maintenance
of harems, as confidential servants, as palace staff, and also as custodians
of mosques, tombs, and other sacred places. Slave women were required
mainly as concubines and as menials. A Muslim slaveowner was entitled
by law to the sexual enjoyment of his slave women. While free women
might own male slaves, they had of course no equivalent right.
The economic exploitation of slaves, apart from some construction
work, took place mainly in the countryside, away from the cities, and
like almost everything else about rural life is sparsely documented.
The medieval Islamic world was a civilization of cities. Both its law
and its literature deal almost entirely with townspeople, their lives
and problems, and remarkably little information has come down to us
concerning life in the villages and the countryside. Sometimes a dramatic
event like the revolt of the Zanj in southern Iraq or an occasional
passing reference in travel literature sheds a sudden light on life
in the countryside. Otherwise, we remain ignorant of what was happening
outside the cities until the sixteenth century, when for the first time
the surviving Ottoman archives make it possible to follow in some detail
the life and activities of rural populations -- and the exploration
of this material has still barely begun. The common view of Islamic
slavery as primarily domestic and military may therefore reflect the
bias of our documentation rather than the reality. There are occasional
references, however, to large gangs of slaves, mostly black, employed
in agriculture, in the mines, and in such special tasks as the drainage
of marshes. Some, less fortunate, were hired out by their owners for
piecework. These working slaves had a much harder life. The most unfortunate
of all were those engaged in agricultural and other manual work and
large-scale enterprises, such as for example the Zanj slaves used to
drain the salt flats of southern Iraq, and the blacks employed in the
salt mines of the Sahara and the gold mines of Nubia. These were herded
in large settlements and worked in gangs. Large landowners, or crown
lands, often employed thousands of such slaves. While domestic and commercial
slaves were relatively well-off, these lived and died in wretchedness.
Of the Saharan salt mines it is said that no slave lived there for more
than five years. The cultivation of cotton and sugar, which the Arabs
brought from the East across North Africa and into Spain, most probably
entailed some kind of plantation system. Certainly, the earliest relevant
Ottoman records show the extensive use of slave labor in the state-maintained
rice plantations. Some such system, for cultivation of cotton and sugar,
was taken across North Africa into Spain and perhaps beyond. While economic
slave labor was mainly male, slave women were sometimes also exploited
economically. The pre-lslamic practice of hiring out female slaves as
prostitutes is expressly forbidden by Islamic law but appears to have
survived nonetheless.
The military slaves were in a sense the aristocrats of the slave population.
By far the most important among these were the Turks imported from the
Eurasian steppe, from Central Asia, and from what is now Chinese Turkistan.
A similar position was occupied by Slavs in medieval Muslim Spain and
North Africa and, later, by slaves of Balkan and Caucasian origin in
the Ottoman Empire. Black slaves were occasionally employed as soldiers,
but this was not common and was usually of brief duration.
Certainly the most privileged of slaves were the performers. Both
slave boys and slave girls who revealed some talent received musical,
literary, and artistic education. In medieval times most singers, dancers,
and musical performers were, at least in origin, slaves. Perhaps the
most famous was Ziryab, a Persian slave at the court of Baghdad who
later went to Spain, where he became an arbiter of taste and is credited
with having introduced asparagus to Europe. Not a few slaves and freedmen
have left their names in Arabic poetry and history.
In a society where positions of military command and political power
were routinely held by men of slave origin or even status and where
a significant proportion of the free population were born to slave mothcrs,
prejudice against the slave as such, of the Roman or American type,
could hardly develop. Where such prejudice and hostility appear -- and
they are often expressed in literature and other evidence -- they must
be attributed to racial more than to social distinction. The developing
pattern of racial specialization in the use of slaves must surely have
contributed greatly to the growth of such re judice .
Chpt. 9 Slaves in Arms
The military slave, who bears arms and fights for his owner, was a known
but not common figure in antiquity. In the late fifth and early fourth
centuries B.C., the city of Athens was policed by a corps of armed Scythian
slaves, originally numbering some three hundred, who were the property
of the city. Some Roman dignitaries had armed slave bodyguards; some owned
gladiators, as men in other times might own gamecocks or racehorses, but
in general the Greeks and Romans did not approve of the use of slaves
in combatant duties. It was not until the medieval Islamic state that
we find military slaves in significant numbers, forming a substantial
and eventually predominant component in their armies.
The professional slave soldier, so characteristic of later Islamic
empires, was not present in the earliest Islamic regimes. There were
indeed slaves who fought in the army of the Prophet, but they were there
as Muslims and as loyal followers, not as slaves or professionals. Most
of them were freed for their services, and according to an early narrative,
when the Prophet appeared before the walls of the Hijaz town of Ta'if,
he sent a crier to announce that any slave who came out and joined him
would be free. Abu Muslim, the first military leader of the Abbasid
revolution which transformed the Islamic state and society in the mid-eighth
century, appealed to slaves to come and join him and offered freedom
to those who responded. So many, we are told, answered his call that
he gave them a separate camp and formed them into a separate combat
unit. During the great expansion of the Arab armies and the accompanying
spread of the Islamic faith in the seventh and early eighth centuries,
mally of the peoples of the conquered countries were captured, enslaved,
convcrted, and liberated, and great numbers of these joined the armies
of Islam. Iranians in the East, Berbers in the West, reinforced the
Arab armies and contributed significantly to the further advance of
Islam, eastward into Central Asia and beyond, westward across North
Africa and into Spain. These were, however, not slaves but freedmen.
Though their status was at first inferior to that of freeborn Arabs,
it was certainly not servile, and in time the differences in rank, pay,
and status between free and freed soldiers disappeared. As so often,
the historiographic tradition foreshortens this development and attributes
it to a decree of the Caliph 'Umar, who is said to have ordered his
governors to make the privileges and duties of manumitted and converted
recruits "among the red people" the same as those of the Arabs. "What
is due to these, is due to those; what is due from these, is due from
those." The limitation of this concession to the "red people," a term
commonly applied by the Arabs to the Iranians and later extended to
their Central Asian neighbors, is surely significant. The recruitment
of aliens, that is, non-Arabs and often non-Muslims, was by no means
restricted to liberated captives, and the distinction between freed
subjects, free mercenaries, and bought barbarian slaves is often tenuous.
In recruiting barbarians from the "martial races" beyond the frontiers
into their imperial armies, the Arabs were doing what the Romans and
the Chinese had done centuries before them. In the scale of this recruitment,
however, and the preponderant role acquired by these recruits in the
imperial and eventually metropolitan forces, Muslim rulers went far
beyond any precedent. As early as 766 a Christian clergyman writing
in Syriac spoke of the "locust swarm" of unconverted barbarians -- Sindhis,
Alans, Khazars, Turks, and others -- who served in the caliph's army.
In the course of the ninth century, slave armies appeared all over the
Islamic empire. Sometimes, as in North Africa and later Egypt, they
were recruited by ambitious governors seeking to create autonomous and
hereditary principalities and requiring troops who would be loyal to
them against their immediate subjects and their imperial suzerains.
Sometimes it was the caliphs themselves who recruited such armies. Such,
for example, were the palace guards recruited by the Umayyad Caliph
al-Hakam in Cordova and the Abbasid Caliph al-Mu'tasim in Iraq.
This was a new institution in Islam. The patriarchal caliphs, and
their successors for more than a hundred years, had no slave praetorian
guards, but were protected in their palace by a small force of free
Arabs and, under the early Abbasids, freed soldiers and their descendants
from Khurasan. Within a remarkably short time, the slave palace guard
became the norm for Muslim rulers, and rapidly developed into a slave
army, serving both to maintain the ruler in his palace and his capital
and, for a sultan, to uphold his imperial authority in the provinces.
In the East, slave soldiers were recruited mainly among the Turkish
and to a lesser extent among the Iranian peoples of the Eurasian steppe
and of Central and inner Asia; in the West, from the Berbers of North
Africa and from the Slavs of Europe. Some soldiers, particularly in
Egypt and North Africa, were brought from among the black peoples farther
south. As the frontiers of Islam steadily expanded through conversion
and annexation, the periphery was pushed farther and farther away, and
the enslaved barbarians came from ever-remoter regions in Asia, Africa,
and, to a very limited extent, Europe.
Some of these soldiers were captured in wars, raids, and forays. The
more usual practice, however, was for them to be purchased, for money,
on the Islamic frontiers. It was in this way that Muslims bought and
imported the Central Asian Turks who came to constitute the vast majority
of eastern Muslim armies. Captured and sold to the Muslims at a very
tender age, they were given a careful and elaborate education and training,
not only in the military arts but also in the norms of Islamic civilization.
From their ranks were drawn the soldiers, then the officers, and finally
the commanders of the armies of Islam. From this it was only a step
to the ultimate paradox, the slave kings who ruled in Cairo, in Delhi,
and in other capitals. Even the Ottomans, though themselves a freeborn
imperial dynasty, relied for their infantry on the celebrated slave
corps of Janissaries, and most of the sultans were themselves sons of
slave mothers.
Various explanations have been offered for the reliance of Muslim
sovereigns on slave armies. An obvious merit of the military slave,
for the kings or generals who owned him, was his habit of prompt and
unquestioning obedience to orders -- a quality less likely to be found
among freeborn volunteers or even among conscripts, in the relatively
few times and places when conscription was known or feasible before
the nineteenth century. Perhaps the most convincing explanation of the
growth of the slave armies is the eternal need of autocratic rulers
for an armed force which would support and maintain their rule yet neither
limit it with intermediate powers nor threaten it with the challenge
of opposing loyalties. An army constantly renewed by slaves imported
from abroad would form no hereditary nobility; an army manned and commanded
by aliens could neither claim nor create any loyalties or bases of support
among the local population.
Such soldiers, it was assumed, would have no loyalty but to their
masters, that is, to the monarchs who bought and employed them. But
their loyalty, all too often, was to the regiment and to its commanders,
many of whom ultimately themselves became kings. The mamluk sultans
and emirs who ruled Egypt, Syria, and western Arabia for two-and-a-half
centuries, until the Ottoman conquest in 1517, rigorously excluded their
own freeborn and locally born offspring from the apparatus of political
and military power, including even the sultanate itself. They nevertheless
succeeded in maintaining their system for centuries. In part, the common
bond of mamluk regiments was ethnic. Many regiments, and the quarters
which they inhabited, were based on ethnic and even tribal groups. But
in the main, the bond was social rather than racial. At a certain stage
in his career, the mamluk was emancipated, and, on becoming a freeman,
himself bought and owned mamluks who, rather than his physical sons,
were his true successors. The most powerful bond and loyalty, within
the mamluk system, was that owed by the slave to his master, and, after
manumission, by the freedman to his patron.
In the military sense, the slave armies were remarkably effective.
In the later Middle Ages, it was the mamluks of Egypt who finally defeated
and expelled the Crusaders and halted the Mongol advance across the
Middle East, the Ottoman Janissary infantry who conquered Southeastern
Europe. It was in accordance with the logic of the system that the mamluk
armies of Egypt consisted mainly of slaves imported from the Turkish
and Circassian peoples of the Black Sea area, while the Ottoman Janissaries
were recruited mainly from the Slavic and Albanian populations of the
Balkans.
Ibn Khaldun, surely the greatest of all Arab historians, writing in
the fourteenth century, saw in the coming of the Turks and in the institution
of slavery by which they came, the manifestation of God's providential
concern for the safety and survival of the Muslim state and people:
"When the [Abbasid] state was drowned in decadence and luxury. . .
and overthrown by the heathen Tatars . . . because the people of the
faith had become deficient in energy and reluctant to rally in defense
. . . then it was God's benevolence that He rescued the faith by reviving
its dying breath and restoring the unity of the Muslims in the Egyptian
realms.... He did this by sending to the Muslims, from among this Turkish
nation and its great and numerous tribes, rulers to defend them and
utterly loyal helpers, who were brought . . . to the House of Islam
under the rule of slavery, which hides in itself a divine blessing.
By means of slavery they learn glory and blessing and are exposed to
divine providence; cured by slavery, they enter the Muslim religion
with the firm resolve of true believers and yet with nomadic virtues
unsullied by debased nature, unadulterated by the filth of pleasure,
undefiled by ways of civilied living, and with their ardor unbroken
by the profusion of luxury.... Thus one intake comes after another and
generation follows generation, and Islam rejoices in the benefit which
it gains through them, and the branches of the kingdom flourish with
the freshness of youth."
Most of the military slaves of Islam were white -- Turks and Caucasians
in the East, Slavs and other Europeans in the West. Black military slaves
were, however, not unknown and indeed at certain periods were of importance.
Individual black fighting men, both slaves and free, are mentioned as
having participated in raiding and warfare in pre-Islamic and early
Islamic times. According to the biographies and histories of the Prophet,
there were several blacks, both in his army and in the armies of his
pagan enemies. One of them, called Wahshi, an Ethiopian slave, distinguished
himself in the battles against the Prophet at Uhud and at the Ditch;
and later, after the Muslim capture of Mecca, he fought for the Muslims
in the wars that followed the death of the Prophet. Black soldiers appear
occasionally in early Abbasid times, and after the slave rebellion in
southern Iraq, in which blacks displayed terrifying military prowess,
they were recruited into the infantry corps of the caliphs in Baghdad.
Ahmad b. Tulun (d. 884), the first independent ruler of Muslim Egypt,
relied very heavily on black slaves, probably Nubians, for his armed
forces; at his death he is said to have left, among other possessions,
twenty-four thousand white mamluks and forty-five thousand blacks. These
were organized in separate corps, and accommodated in separate quarters
at the military cantonments. When Khumarawayh, the son and successor
of Ahmad ibn Tulun. rode in procession, he was followed, according to
a chronicler,
"by a thousand black guards wearing black cloaks and black turbans,
so that a watcher could fancy them to be a black sea spreading over
the face of the earth, because of the blackness of their color and of
their garments. With the glitter of their shields, of the chasing on
their swords, and of the helmets under their turbans, they made a really
splendid sight. "
The black troops were the most faithful supporters of the dynasty,
and shared its fate. When the Tulunids were overthrown at the beginning
of 905, the restoration of caliphal authority was followed by a massacre
of the black infantry and the burning of their quarters:
"Then the cavalry turned against the cantonments of the Tulunid blacks,
seized as many of them as they could, and took them to Muhammad ibn
Sulayman [the new governor sent by the caliph]. He was on horseback,
amid his escort. He gave orders to slaughter them, and they were slaughtered
in his presence like sheep."
A similar fate befell the black infantry in Baghdad in 930, when they
were attacked and massacred by the white cavalry, with the help of other
troops and of the populace, and their quarters burned. Thereafter, black
soldiers virtually disappear from the armies of the eastern caliphate.
In Egypt, the manpower resources of Nubia were too good to neglect,
and the traffic down the Nile continued to provide slaves for military
as well as other purposes. Black soldiers served the various rulers
of medieval Egypt, and under the Fatimid caliphs of Cairo black regiments,
known as 'Abid al-Shira', "the slaves by purchase," formed an important
part of the military establishment. They were particularly prominent
in the mid-eleventh century, during the reign of al-Mustansir, when
for a while the real ruler of Egypt was the caliph's mother, a Sudanese
slave woman of remarkable strength of character. There were frequent
clashes between black regiments and those of other races and occasional
friction with the civil population. One such inci- dent occurred in
1021, when the Caliph al-Hakim sent his black troops against the people
of Fustat (old Cairo), and the white troops joined forces to defend
them. A contemporary chronicler of these events describes an orgy of
burning, plunder, and rape. In 1062 and again in 1067 the black troops
were defeated by their white colleagues in pitched battles and driven
out of Cairo to Upper Egypt. Later they returned, and played a role
of some importance under the last Fatimid caliphs.
With the fall of the Fatimids, the black troops again paid the price
of their loyalty. Among the most faithful supporters of the Fatimid
Caliphate, they were also among the last to resist its overthrow by
Saladin, ostensibly the caliph's vizier but in fact the new master of
Egypt. By the time of the last Fatimid caliph, al-'Adid, the blacks
had achieved a position of power. The black eunuchs wielded great influence
in the palace; the black troops formed a major element in the Fatimid
army. It was natural that they should resist the vizier's encroachments.
In 1169 Saladin learned of a plot by the caliph's chief black eunuch
to remove him, allegedly in collusion with the Crusaders in Palestine.
Saladin acted swiftly; the offender was seized and decapitated and replaced
in his office by a white eunuch. The other black eunuchs of the caliph's
palace were also dismissed. The black troops in Cairo were infuriated
by this summary execution of one whom they regarded as their spokesman
and defender. Moved, according to a chronicler, by "racial solidarity"
(jinsiyya), they prepared for battle. In two hot August days, an estimated
fifty thousand blacks fought against Saladin's army in the area between
the two palaces, of the caliph and the vizier.
Two reasons are given for their defeat. One was their betrayal by
the Fatimid Caliph al-'Adid, whose cause they believed they were defendrng
against the usurping vizier:
"Al-'Adid had gone up to his belvedere tower, to watch the battle
between the palaces. It is said that he ordered the men in the palace
to shoot arrows and throw stones at [Saladin's] troops, and they did
so. Others say that this was not done by his choice. Shams al-Dawla
[Saladin's brother] sent naphtha-throwers to burn down al-'Adid's belvedere.
One of them was about to do this when the door of the belvedere tower
opened and out came a caliphal aide, who said: "The Commander of the
Faithful greets Shams al-Dawla, and says: 'Beware of the [black] slave
dogs! Drive them out of the country!'" The blacks were sustained by
the belief that al-'Adid was pleased with what they did. When they heard
this, their strength was sapped, their courage waned, and they fled."
The other reason, it is said, was an attack on their homes. During
the battle between the palaces, Saladin sent a detachment to the black
quarters, with instructions "to burn them down on their possessions
and their children." Learning of this, the blacks tried to break off
the battle and return to their families but were caught in the streets
and destroyed. This encounter is variously known in Arabic annals as
"the Battle of the Blacks" and "the Battle of the Slaves.'' Though the
conflict was not primarily racial, it acquired a racial aspect, which
is reflected in some of the verses composed in honor of Saladin's victory.
Maqrizi, in a comment on this episode, complains of the power and arrogance
of the blacks:
"If they had a grievance against a vizier, they killed him; and they
caused much damage by stretching out their hands against the property
and families of the people. When their outrages were many and their
misdeeds increased, God destroyed them for their sins."
Sporadic resistance by groups of black soldiers continued, but was
finally crushed after a few years. While the white units of the Fatimid
army were incorporated by Saladin in his own forces, the blacks were
not. The black regiments were disbanded, and black fighting men did
not reappear in the armies of Egypt for centuries. Under the mamluk
sultans, blacks were em- ployed in the army in a menial role, as servants
of the knights. There was a clear distinction between these servants,
who were black and slaves, and the knights' orderlies and grooms, who
were white and free.
Though black slaves no longer served as soldiers in Egypt, they still
fought occasionally -- as rebels or rioters. In 1260, during the transition
from the Ayyubid to the mamluk sultanate, black stableboys and some
others seized horses and weapons, and staged a minor insurrection in
Cairo. They proclaimed their allegiance to the Fatimids and followed
a religious leader who "incited them to rise against the people of the
state; he granted them fiefs and wrote them deeds of assignment."
The end was swift: "When they rebelled during the night, the troops
rode in, surrounded them, and shackled them; by morning they were crucified
outside the Zuwayla gate."
The same desire among the slaves to emulate the forms and trappings
of the mamluk state is expressed in a more striking form in an incident
in 1446, when some five hundred slaves, tending their masters' horses
in the pasturages outside Cairo, took arms and set up a miniature state
and court of their own. One of them was called sultan and was installed
on a throne in a carpeted pavilion; others were dignified with the titles
of the chief of ficers of the mamluk court, including the vizier, the
commander in chief, and even the governors of Damascus and Aleppo. They
raided grain caravans and other traffic and were even willing to buy
the freedom of a colleague. They succumbed to internal dissensions.
Their "sultan" was challenged by another claimant, and in the ensuing
struggles the revolt was suppressed. Many of the slaves were recaptured
and the rest fled.
Toward the end of the fifteenth century, black slaves were admitted
to units using firearms -- a socially despised weapon in the mamluk
knightly society. When a sultan tried to show some favor to his black
arquebusiers, he provoked violent antagonism from the mamluk knights,
which he was not able to resist. In 1498 "a great disturbance occurred
in Cairo." The sultan (according to the chronicler) had outraged the
mamluks by conferring two boons on a black slave called Farajallah,
chief of the firearms personnel in the citadel -- first, giving him
a white Circassian slave girl from the palace as wife, and second, granting
him a short-sleeved tunic, a characteristic garment of the mamluks:
"On beholding this spectacle [says the chronicler] the Royal mamluks
expressed their disapproval to the sultan, and they put on their. .
. armour. . . and armed themselves with their full equipment. A battle
broke out between them and the black slaves, who numbered about five
hundred. The black slaves ran away and gathered again in the towers
of the citadel and fired at the Royal mamluks. The Royal mamluks marched
on them, killing Farajallah and about fifty of the black slaves; the
rest fled; two Royal mamluks were killed. Then the emirs and the sultan's
maternal uncle, the Great Dawadar, met the sultan and told him: "We
disapprove of these acts of yours [and if you persist in them, it would
be better for you to ride by night in the narrow by-streets and go away
together with those black slaves to far-off places!" The sultan answered:
"I shall desist from this, and these black slaves will be sold to the
Turkmans."
In the Islamic West black slave troops were more frequent, and sometimes
even included cavalry -- something virtually unknown in the East. The
first emir of Cordova, 'Abd al-Rahman I, is said to have kept a large
personal guard of black troops; and black military slaves were used,
especially to maintain order, by his successors. Black units, probably
recruited by purchase via Zawila in Fezzan (now southern Libya), figure
in the armies of the rulers of Tunisia between the ninth and eleventh
centuries. Black troops became important from the seventeenth century,
after the Moroccan military expansion into the Western Sudan. The Moroccan
Sultan Mawlay Ismaili (1672-1727) had an army of black slaves, said
to number 250,000. The nucleus of this army was provided by the conscription
or compulsory purchase of all male blacks in Morocco; it was supplemented
by levies on the slaves and serfs of the Saharan tribes and slave raids
into southern Mauritania. These soldiers were mated with black slave
girls, to produce the next generation of male soldiers and female servants.
The youngsters began training at ten and were mated at fifteen. After
the sultan's death in 1727, a period of anarchic internal struggles
followed, which some contemporaries describe as a conflict between blacks
and whites. The philosopher David Hume, writing at about the same time,
saw such a conflict as absurd and comic, and used it to throw ridicule
on all sectarian and factional strife:
"The civil wars which arose some few years ago in Morocco between
the Blacks and Whites, merely on account of their complexion, are founded
on a pleasant difference. We laugh at them; but, I believe, were things
rightly examined, we afford much more occasion of ridicule to the Moors.
For, what are all the wars of religion, which have prevailed in this
polite and knowing part of the world? They are certainly more absurd
than the Moorish civil wars. The difference of complexion is a sensible
and a real difference; but the controversy about an article of faith,
which is utterly absurd and unintelligible, is not a difference in sentiment,
but in a few phrases and expressions, which one party accepts of without
understanding them, and the other refuses in the same manner.... Besides,
I do not find that the Whites in Morocco ever imposed on the Blacks
any necessity of altering their complexion . . . nor have the Blacks
been more unreasonable in this particular."
In 1757 a new sultan, Sidi Muhammad Ill, came to the throne. He decided
to disband the black troops and rely instead on Arabs. With a promise
of royal favor, he induced the blacks to come to Larache with their
families and worldly possessions. There he had them surrounded by Arab
tribesmen, to whom he gave their possessions as booty and the black
soldiers, their wives, and their children as slaves. "I make you a gift,"
he said, "of these 'abid, of their children, their horses, their weapons,
and all they possess. Share them among you.''
Blacks were occasionally recruited into the mamluk forces in Egypt
at the end of the eighteenth century. "When the supply [of white slaves]
proves insufficient," says a contemporary observer, W. G. Browne, "or
many have been expended, black slaves from the interior of Africa are
substituted, and if found docile, are armed and accoutred like the rest."
This is confirmed by Louis Frank, a medical officer with Bonaparte's
expedition to Egypt, who wrote an important memoir on the Negro slave
trade in Cairo.
In the nineteenth century, black military slaves reappeared in Egypt
in considerable numbers; their recruitment was indeed one of the main
purposes of the Egyptian advance up the Nile under Muhammad 'Ali Pasha
(reigned 1805-49) and his successors. Collected by annual razzias (raids)
from Darfur and Kordofan, they constituted an important part of the
Khedivial armies and incidentally furnished the bulk of the Egyptian
expeditionary force which Sa'id Pasha sent to Mexico in 1863, in support
of the French. An English traveler writing in 1825 had this to say about
black soldiers in the Egyptian army:
"When the negro troops were first brought down to Alexandria, nothing
could exceed their insubordination and wild demeanour; but they learned
the military evolutions in half the time of the Arabs; and I always
observed they went through the manoeuvres with ten times the adroitness
of the others. It is the fashion here, as well as in our colonies, to
consider the negroes as the last link in the chain of humanity, between
the monkey tribe and man in intellect; and I do not suffer the eloquence
of the slave driver to convince me that the negro is so stultified as
to be unfit for freedom.
Even in Turkey, liberated black slaves were sometimes recruited into
the armed forces, often as a means to prevent their reenslavement. Some
of these reached of ficer rank. A British naval report, dated January
25,1858, speaks of black marines serving with the Turkish navy:
"They are from the class of freed slaves or slaves abandoned by merchants
unable to sell them. There are always many such at Tripoli. I believe
the government acquainted the Porte with the embarrassment caused by
their numbers and irregularities, and this mode of relief was adopted.
Those brought by the Faizi Bari, about 70 in number, were on their arrival
enrolled as a Black company in the marine corps. They are in exactly
the same position with respect to pay, quarters, rations, and clothing
as the Turkish marines, and will equally receive their discharge at
the expiration of the allotted term of service. They are in short on
the books of the navy. They have received very kind treatment here,
lodged in warm rooms with charcoal burning in them day and night. A
negro Mulazim [lieutenant] and some negro tchiaoushes [sergeants], already
in the service have been appointed to look after and instruct them.
They have drilled in the manual exercise in their warm quarters, and
have not been set to do any duty on account of the weather. They should
not have been sent here in winter. Those among them unwell on their
arrival were sent at once to the naval hospital. Two only have died
of the whole number. The men in the barracks are healthy and appear
contented. No amount of ingenuity can conjure up any conncxion between
their condition and the condition of slavery."
While the slave in arms was, with few exceptions, an Islamic innovation,
the slave in authority dates back to remote antiquity. Already in Sumerian
times, kings appointed slaves to positions of prestige and even power
-- or, perhaps more accurately, treated certain of their court functionaries
as royal slaves. Different words were used to denote such privileged
slaves, distinct from those applied to the menial and laboring generality.
Under the Abbasid caliphs and under later Muslim dynasties, men of slave
origin, usually but not always manumitted, figured prominently in the
royal entourage. The system of court slavery reached its final and fullest
development in the Ottoman Empire, where virtually all the servants
of the state, both civil and military, had the status of kul, "slave,"
of the Gate, that is, of the sultan. The only exceptions were the members
of the religious establishment. The Ottoman kul was not a slave in terms
of Islamic law, and was free from most of the restraints imposed on
slaves in such matters as marriage, property, and legal responsibility.
He was, however, subject to the arbitrary power of the sultan, who was
free to dispose of his assets, his person, and his life in ways not
permitted by the law in relation to free- or freedmen. This perception
of the status of political officeholders and their relationship to the
supreme sovereign power was of course by no means limited to the Ottoman
Empire, or indeed to the Islamic world.